Filing Details
- Accession Number:
- 0000004281-10-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-01 12:00:00
- Reporting Period:
- 2010-02-26
- Filing Date:
- 2010-03-01
- Accepted Time:
- 2010-03-01 16:04:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4281 | Alcoa Inc | AA | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 250317820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268015 | Bernt Reitan | 201 Isabella Street Pittsburgh PA 15212 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-26 | 164,400 | $8.33 | 392,111 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-26 | 164,400 | $13.31 | 227,711 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-02-26 | 164,400 | $0.00 | 164,400 | $8.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 328,800 | 2015-01-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,458 | Indirect | By Company 401(k) Plan |
Footnotes
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.25 to $13.37. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- This option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. The installment exercised by the reporting person as reported herein vested on January 23, 2010.
- Employee stock options are granted without payment of consideration.
Billionaire Hedge Funds
