Filing Details
- Accession Number:
- 0001181431-10-012604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-01 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-01
- Accepted Time:
- 2010-03-01 16:34:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1388133 | Shoretel Inc | SHOR | Telephone & Telegraph Apparatus (3661) | 770443568 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205494 | Adam Grosser | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1205498 | N Michael Schuh | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1205499 | C Kathryn Gould | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No | |
1205500 | C James Anderson | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-25 | 284,000 | $5.90 | 3,473,394 | No | 4 | S | Indirect | Foundation Capital, LP |
Common Stock | Disposition | 2010-02-25 | 32,000 | $5.90 | 398,375 | No | 4 | S | Indirect | Foundation Capital Entrepreneurs Fund, LLC |
Common Stock | Disposition | 2010-02-25 | 106,000 | $5.90 | 1,966,148 | No | 4 | S | Indirect | Foundation Capital Leadership Fund, LP |
Common Stock | Disposition | 2010-02-25 | 3,000 | $5.90 | 52,762 | No | 4 | S | Indirect | Foundation Capital Leadership Principals Fund, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Foundation Capital, LP |
No | 4 | S | Indirect | Foundation Capital Entrepreneurs Fund, LLC |
No | 4 | S | Indirect | Foundation Capital Leadership Fund, LP |
No | 4 | S | Indirect | Foundation Capital Leadership Principals Fund, LLC |
Footnotes
- Foundation Capital Management Co., LLC is the General Partner of Foundation Capital, L.P. and the Manager of Foundation Capital Entrepreneurs Fund, LLC. Jim Anderson, William Elmore, Kathryn Gould and Paul Koontz are the Managers of Foundation Capital Management Co., LLC and are deemed to share voting and investment control over the shares held by Foundation Capital, L.P. and Foundation Capital Entrepreneurs Fund, LLC. Mr. Anderson, Mr. Elmore, Ms. Gould, and Mr. Koontz each disclaim beneficial ownership of the shares except to the extent of his or her direct pecuniary interest therein. See additional Form 4's filed for Mr. Elmore and Mr. Koontz.
- FC Leadership Management Co., LLC is the General Partner of Foundation Capital Leadership Fund, L.P. and the Manager of Foundation Capital Leadership Principals Fund, LLC. William Elmore, Kathryn Gould, Adam Grosser, Paul Koontz and Mike Schuh are the Managers of FC Leadership Management Co., LLC and are deemed to share voting and investment control over the shares. Mr. Elmore, Ms. Gould, Mr. Grosser, Mr. Koontz, and Mr. Schuh each disclaim beneficial ownership of the shares except to the extent of his or her direct pecuniary interest therein. See additional Form 4's filed for Mr. Elmore and Mr. Koontz.