Filing Details
- Accession Number:
- 0001289430-10-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 18:35:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140486 | Atheros Communications Inc | ATHR | Semiconductors & Related Devices (3674) | 770485570 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277620 | H Craig Barratt | C/O Atheros Communications, Inc. 5480 Great America Parkway Santa Clara, CA 95054 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-11 | 7,489 | $9.34 | 340,052 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-11 | 37,489 | $34.05 | 302,563 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-02-12 | 22,511 | $9.34 | 325,074 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-12 | 22,511 | $34.11 | 302,563 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2010-02-11 | 143,000 | $0.00 | 143,000 | $34.02 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-02-11 | 7,489 | $0.00 | 7,489 | $9.34 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-02-12 | 22,511 | $0.00 | 22,511 | $9.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
143,000 | 2017-02-10 | No | 4 | A | Direct | |
122,511 | 2004-01-14 | 2014-01-14 | No | 4 | M | Direct |
100,000 | 2004-01-14 | 2014-01-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,250 | Indirect | See Footnote |
Common Stock | 2,250 | Indirect | See Footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $34.05 to $34.24. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- These shares are held in trust for the benefit of the reporting person's son. The reporting person's brother-in-law is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The options become exercisable in 48 equal monthly installments commencing on March 11, 2010.
- All of the options became exercisable on 1/14/2004. The shares underlying the options are subject to the issuer's right of repurchase that lapsed as to 30,000 of the shares on 1/14/2005, and lapsed as to the remaining shares in 48 equal monthly installments beginning on 2/14/2005.