Home > Insider Trading > Filing (0001209191-10-009212)

Filing Details

Accession Number:: 0001209191-10-009212
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2010-02-16 12:00:00
Reporting Period:: 2009-12-31

Filing Date:: 2010-02-16
Accepted Time:: 2010-02-16 11:29:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071625	Dover Saddlery Inc	DOVR	Retail-Miscellaneous Shopping Goods Stores (5940)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344340	L Stephen Day	525 Great Rd Littleton MA 01460	Ceo, President & Treasurer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2009-12-16	76,937	$2.14	601,524	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Disposition	2009-12-16	76,937	$2.14	76,937	$2.14

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
48,170		2009-12-30	No	5	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	524,587	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$10.00	2005-12-30	2015-11-16	3,500	80,437	Direct
Common Stock	Incentive Stock Option	$8.25		2011-10-25	15,725	96,162	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$7.50		2016-10-25	3,500	3,500	Direct
Common Stock	Incentive Stock Option	$4.95		2012-11-13	15,725	111,887	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$4.50		2017-11-13	3,500	7,000	Direct
Common Stock	Incentive Stock Option	$1.36		2013-11-20	13,220	125,107	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$1.24		2018-11-20	2,940	9,940	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-11-16	3,500	80,437	Direct
2011-10-25	15,725	96,162	Direct
2016-10-25	3,500	3,500	Direct
2012-11-13	15,725	111,887	Direct
2017-11-13	3,500	7,000	Direct
2013-11-20	13,220	125,107	Direct
2018-11-20	2,940	9,940	Direct

Footnotes

As of 12/31/2008.
As of 12/31/2009. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase 76,937 shares of common stock, as previously reported in Table II.
Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2005.
Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2006. Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 99,662 as of 12/31/2006.
Reflects total outstanding Non Qualified Stock Options held by this reporting person as of 12/31/2006. Together with Incentive Stock Options the total stock options held by this reporting person equals 99,662 as of 12/31/2006.
Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2007.Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 118,887 as of 12/31/2007.
Reflects total outstanding Non Qualified Stock Options held by this reporting person as of 12/31/2007. Together with Incentive Stock Options the total stock options held by this reporting person equals 118,887 as of 12/31/2007.
Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2008.Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 135,047 as of 12/31/2008.
Reflects total outstanding Non Qualified Stock Options held by this reporting person as of 12/31/2008. Together with Incentive Stock Options the total stock options held by this reporting person equals 135,047 as of 12/31/2008.
Immediately
Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2009.Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 58,110 as of 12/31/2009.