Filing Details
- Accession Number:
- 0001127602-10-006603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-01 12:00:00
- Reporting Period:
- 2010-02-25
- Filing Date:
- 2010-03-01
- Accepted Time:
- 2010-03-01 17:14:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137092 | B Robert Bantle | Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851 | Exec. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-25 | 511 | $25.79 | 865 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-25 | 354 | $37.22 | 511 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-03-01 | 6,584 | $25.79 | 7,095 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-01 | 4,750 | $35.75 | 2,345 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2010-02-25 | 511 | $0.00 | 511 | $25.78 |
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2010-03-01 | 6,584 | $0.00 | 6,584 | $25.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,810 | 2011-07-24 | No | 4 | M | Direct | |
226 | 2011-07-24 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in four installments commencing two years after the grant date.