Filing Details
- Accession Number:
- 0001209191-10-008982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2010-02-10
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 16:45:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059245 | Laurence Fink | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2010-02-10 | 61,500 | $37.36 | 1,359,605 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2010-02-10 | 24,832 | $208.88 | 1,334,773 | No | 4 | F | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2010-02-10 | 13,400 | $210.59 | 1,321,373 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2010-02-10 | 6,100 | $211.59 | 1,315,273 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2010-02-11 | 35,700 | $37.36 | 1,350,973 | No | 4 | M | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2010-02-11 | 35,400 | $210.10 | 1,315,573 | No | 4 | S | Direct | |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2010-02-11 | 300 | $211.10 | 1,315,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | Employee Stock Option (right to buy) | Disposition | 2010-02-10 | 61,500 | $0.00 | 61,500 | $37.36 |
| Shares Of Common Stock (Par Value $0.01 Per Share) | Employee Stock Option (right to buy) | Disposition | 2010-02-11 | 35,700 | $0.00 | 35,700 | $37.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 438,500 | 2006-12-31 | 2012-12-31 | No | 4 | M | Direct |
| 402,800 | 2006-12-31 | 2012-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Common Stock (Par Value $0.01 Per Share) | 142,340 | Indirect | By Laurence D. Fink and Lori W. Fink Irrevocable Family Trust U/A/D 1/10/95 |
Footnotes
- Includes (i) 13,799 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan on 1/31/11, (ii) 35,693 Restricted Stock Units vesting in installments on 1/31/11 and 1/31/12, (iii) 37,031 shares of Restricted Stock vesting in installments on 1/31/11, 1/31/12 and 1/31/13, (iv) 8,571 shares of Restricted Stock vesting on 1/31/11 and (v) 5,716 shares of Restricted Stock vesting on 1/31/12. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- Shares sold to pay the exercise price and tax liability in connection with the transaction.
- This transaction was executed in multiple trades at prices ranging from $210.09 to $211.07. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $211.09 to $212.02. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $210.00 to $210.93. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $211.08 to $211.15. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
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