Filing Details
- Accession Number:
- 0001319078-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 13:23:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319078 | Lewis Gary Evans | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-11 | 41,000 | $10.00 | 92,625 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-11 | 41,000 | $12.65 | 51,625 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-02-11 | 13,325 | $4.19 | 64,950 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO's (right to buy) | Acquisiton | 2010-02-11 | 5,450 | $0.00 | 5,450 | $4.19 |
| Common Stock | ISO's (right to buy) | Acquisiton | 2010-02-11 | 7,875 | $0.00 | 7,875 | $4.19 |
| Common Stock | ISO's (right to buy) | Acquisiton | 2010-02-11 | 19,000 | $0.00 | 19,000 | $10.00 |
| Common Stock | ISO's (right to buy) | Acquisiton | 2010-02-11 | 22,000 | $0.00 | 22,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-04-27 | 2010-04-27 | No | 4 | M | Direct |
| 0 | 2006-04-02 | 2011-04-02 | No | 4 | M | Direct |
| 0 | 2007-01-28 | 2012-01-28 | No | 4 | M | Direct |
| 0 | 2009-06-30 | 2014-06-30 | No | 4 | M | Direct |
Footnotes
- Actual price is $4.190476.
- Actual price is $12.6522.
- This transaction was executed in multiple trades at prices ranging from $12.33 to $12.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each transaction was effected.
- Total remaining options outstanding are 65,000.
Billionaire Hedge Funds
