Filing Details

Accession Number:
0001193805-10-000596
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-01 12:00:00
Reporting Period:
2010-02-25
Filing Date:
2010-03-01
Accepted Time:
2010-03-01 18:07:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1452217 Tpc Group Inc. TXPI.PK Industrial Organic Chemicals (2860) 200863618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1042589 A Peter Cohen C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes Yes
1043935 W Thomas Strauss C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes Yes
1050154 Rcg Holdings Llc C/O Ramius Llc
599 Lexington Avenue
New York NY
No No Yes No
1267474 C4S & Co Llc 599 Lexington Avenue
20Th Floor
New York NY 10022
No No Yes No
1267535 B Morgan Stark C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes Yes
1275922 M Jeffrey Solomon C/O Ramius Llc
599 Lexington Ave., 20Th Floor
New York NY 10022
No No Yes Yes
1466538 Cowen Group, Inc. C/O Ramius Llc
599 Lexington Avenue
New York NY 10022
No No Yes No
1475770 Ramius Llc 599 Lexington Avenue
20Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2010-02-25 40,069 $9.20 319,285 No 4 S Indirect By Ramius Enterprise Master Fund Ltd
Common Stock, $0.01 Par Value Disposition 2010-02-25 25 $9.20 319,260 No 4 S Indirect By Ramius Enterprise Master Fund Ltd
Common Stock, $0.01 Par Value Disposition 2010-02-25 8,305 $9.20 74,331 No 4 S Indirect By RCG PB, Ltd
Common Stock, $0.01 Par Value Disposition 2010-02-25 1,601 $9.20 72,730 No 4 S Indirect By RCG PB, Ltd
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Ramius Enterprise Master Fund Ltd
No 4 S Indirect By Ramius Enterprise Master Fund Ltd
No 4 S Indirect By RCG PB, Ltd
No 4 S Indirect By RCG PB, Ltd
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 1,451,405 Indirect By Ramius Credit Opp. Master Fund Ltd
Footnotes
  1. Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
  2. Each Reporting Person (other than Ramius Enterprise Master Fund Ltd, Ramius Credit Opportunities Master Fund Ltd and RCG PB, Ltd) disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. Shares of Common Stock beneficially owned by Ramius Enterprise Master Fund Ltd (Enterprise Master Fund). As the sole member of Ramius Advisors, LLC (Ramius Advisors), the investment advisor of Enterprise Master Fund, Ramius LLC (Ramius) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the sole member of Ramius, Cowen Group, Inc. (Cowen) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As a significant shareholder of Cowen, RCG Holdings LLC (RCG Holdings) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund. As the managing member of RCG Holdings, C4S & Co., L.L.C. (C4S) may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
  4. (Continued from previous footnote). As the managing members of C4S, each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Enterprise Master Fund.
  5. On September 15, 2008, 25,000 Shares reported herein as being beneficially owned by Enterprise Master Fund (the Enterprise Frozen Shares) were frozen in Enterprise Master Fund's prime brokerage account as a result of the administration of Lehman Brothers International (Europe) (LBIE), which, through certain of its affiliates, was a prime broker for Enterprise Master Fund. The current status of the Enterprise Frozen Shares under LBIE's administration proceedings has not been determined. Enterprise Master Fund claims beneficial ownership over the Enterprise Frozen Shares until such time as a final determination concerning the Enterprise Frozen Shares is made.
  6. Shares of Common Stock beneficially owned by RCG PB, Ltd (RCG PB). As the sole member of Ramius Advisors, the investment advisor of RCG PB, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by RCG PB. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by RCG PB. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by RCG PB. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by RCG PB. As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by RCG PB.
  7. Shares of Common Stock beneficially owned by Ramius Credit Opportunities Master Fund Ltd (Ramius Credit Opportunities). As the sole member of Ramius Advisors, the investment advisor of Ramius Credit Opportunities, Ramius may be deemed to beneficially own the shares of Common Stock beneficially owned by Ramius Credit Opportunities. As the sole member of Ramius, Cowen may be deemed to beneficially own the shares of Common Stock beneficially owned by Ramius Credit Opportunities. As a significant shareholder of Cowen, RCG Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Ramius Credit Opportunities. As the managing member of RCG Holdings, C4S may be deemed to beneficially own the shares of Common Stock beneficially owned by Ramius Credit Opportunities.
  8. (Continued from previous footnote). As the managing members of C4S, each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the shares of Common Stock beneficially owned by Ramius Credit Opportunities.
  9. On September 15, 2008, 1,451,405 Shares reported herein as being beneficially owned by Ramius Credit Opportunities (the Frozen Shares) were frozen in Ramius Credit Opportunities' prime brokerage account as a result of the administration of LBIE, which, through certain of its affiliates, was a prime broker for Ramius Credit Opportunities. The current status of the Frozen Shares under LBIE's administration proceedings has not been determined. Ramius Credit Opportunities claims beneficial ownership over the Frozen Shares until such time as a final determination concerning the Frozen Shares is made.