Filing Details
- Accession Number:
- 0001251109-10-000048
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 12:48:50
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005385 | /Ny P Walter Carucci | C/O Carr Securities Corp 14 Vanderventer Avenue, Suite 210 Port Washington NY 11050 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2009-05-04 | 6,834 | $0.71 | 254,495 | No | 4 | P | Direct | |
Common Stock, No Par Value | Disposition | 2009-07-10 | 4,800 | $0.98 | 254,495 | No | 4 | S | Direct | |
Common Stock, No Par Value | Disposition | 2009-08-10 | 27,500 | $0.33 | 254,495 | No | 4 | S | Direct | |
Common Stock, No Par Value | Acquisiton | 2009-08-17 | 2,631 | $0.12 | 254,495 | No | 4 | P | Direct | |
Common Stock, No Par Value | Acquisiton | 2009-08-07 | 2,000 | $0.88 | 254,495 | No | 4 | P | Indirect | See Footnote 2 |
Common Stock, No Par Value | Disposition | 2009-02-26 | 2,500 | $0.75 | 254,495 | No | 5 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Disposition | 2009-02-27 | 2,500 | $0.75 | 254,495 | No | 5 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-03-11 | 2,170 | $0.75 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-03-11 | 500 | $0.75 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-03-17 | 60 | $0.70 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-04-22 | 1 | $0.70 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-07-10 | 4,800 | $0.98 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Disposition | 2009-07-10 | 2,500 | $1.00 | 254,495 | No | 5 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Disposition | 2009-07-24 | 500 | $1.01 | 254,495 | No | 5 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-07-24 | 500 | $0.87 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-07-24 | 500 | $0.87 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Disposition | 2009-07-29 | 400 | $1.01 | 254,495 | No | 5 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-08-11 | 2,500 | $0.20 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Disposition | 2009-08-17 | 2,631 | $0.12 | 254,495 | No | 5 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-10-29 | 131 | $0.15 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2009-11-16 | 2,100 | $0.15 | 254,495 | No | 5 | P | Indirect | See Footnote 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote 2 |
No | 5 | S | Indirect | See Footnote 3 |
No | 5 | S | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | S | Indirect | See Footnote 3 |
No | 5 | S | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | S | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | S | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
No | 5 | P | Indirect | See Footnote 3 |
Footnotes
- This amount includes 116,049 shares of the Issuer owned by Walter P. Carucci individually, 136,215 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 2,231 shares owned by Carr Securities Corporation, of which Mr. Carucci is the President.
- By Uncle Mills Partners, of which Walter P. Carucci is a partner.
- By Carr Securities Corporation, of which Walter P. Carucci is the President.