Filing Details

Accession Number:
0001104659-10-007374
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-16 12:00:00
Reporting Period:
2010-02-11
Filing Date:
2010-02-16
Accepted Time:
2010-02-16 16:29:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1373988 Essex Rental Corp. HYDQU Services-Miscellaneous Equipment Rental & Leasing (7350) 205415048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
808722 M David Knott 485 Underhill Blvd
Ste 205
Syosset NY 11791-3419
No No Yes No
1077285 Knott Partners Lp 485 Underhill Boulevard, Suite 205
Syosset NY 11791
No No Yes No
1423790 Knott Partners Offshore Master Fund Lp Co Dorset Management Corp
485 Underhill Blvd Suite 205
Syosset NY 11791
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-11 59,000 $0.00 1,119,800 No 4 P Indirect By Knott Partners, L.P.
Common Stock Acquisiton 2010-02-11 3,900 $0.00 409,500 No 4 P Indirect By Shoshone Partners, L.P.
Common Stock Acquisiton 2010-02-11 42,200 $0.00 749,100 No 4 P Indirect By Knott Partners Offshore Master Fund, L.P.
Common Stock Disposition 2010-02-11 95,700 $0.00 105,800 No 4 S Indirect By Mulsanne Partners, L.P.
Common Stock Acquisiton 2010-02-11 5,800 $0.00 68,200 No 4 P Indirect By Managed Account A
Common Stock Disposition 2010-02-11 15,200 $0.00 24,600 No 4 S Indirect By Managed Account B
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Knott Partners, L.P.
No 4 P Indirect By Shoshone Partners, L.P.
No 4 P Indirect By Knott Partners Offshore Master Fund, L.P.
No 4 S Indirect By Mulsanne Partners, L.P.
No 4 P Indirect By Managed Account A
No 4 S Indirect By Managed Account B
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2010-02-11 59,000 $0.00 59,000 $5.00
Common Stock Common Stock Warrants (right to buy) Acquisiton 2010-02-11 3,900 $0.00 3,900 $5.00
Common Stock Common Stock Warrants (right to buy) Acquisiton 2010-02-11 42,200 $0.00 42,200 $5.00
Common Stock Common Stock Warrants (right to buy) Disposition 2010-02-11 95,700 $0.00 95,700 $5.00
Common Stock Common Stock Warrants (right to buy) Acquisiton 2010-02-11 5,800 $0.00 5,800 $5.00
Common Stock Common Stock Warrants (right to buy) Disposition 2010-02-11 15,200 $0.00 15,200 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
945,800 2008-10-31 2011-03-04 No 4 P Indirect
276,800 2008-10-31 2011-03-04 No 4 P Indirect
749,100 2008-10-31 2011-03-04 No 4 P Indirect
100,700 2008-10-31 2011-03-04 No 4 S Indirect
52,300 2008-10-31 2011-03-04 No 4 P Indirect
15,300 2008-10-31 2011-03-04 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200,000 Indirect By Managed Account C
Footnotes
  1. The reported securities identified in Columns 4 and 5 of Table I and Columns 5 and 9 of Table II represent components of Units. Each Unit consists of one (1) share of common stock and one warrant to purchase one (1) share of common stock. The securities listed in column 5 and column 9 of, respectively, Table I and Table II include the common stock and warrant components of such Units, as well as common stock and warrants acquired in open market transactions.
  2. Mr. Knott is the managing member of Knott Partners Management, LLC, which is (i) the sole general partner of Shoshone Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Mulsanne Partners, L.P. and (ii) the managing general partner of Knott Partners, L.P. Mr. Knott is also a general partner of Knott Partners, L.P.
  3. The securities identified in this row are held by a managed account for which Dorset Management Corporation provides portfolio management services (each, a "Managed Account"). Mr. Knott is the President and sole director of Dorset Management Corporation.
  4. As a result of Mr. Knott's interests in Knott Partners Management, LLC and in Dorset Management Corporation, Mr. Knott has investment discretion and control of the securities represented in this entry. Mr. Knott may be deemed to beneficially own an indirect pecuniary interest in the securities represented in this entry as a result of a performance-related fee. Except with respect to Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., and Shoshone Partners, L.P., in which Mr. Knott owns a beneficial interest, Mr. Knott disclaims beneficial ownership therein except to the extent ultimately realized. Each of Knott Partners, L.P., Knott Partners Offshore Master Fund, L.P., Shoshone Partners, L.P., Mulsanne Partners, L.P., and each of the Managed Accounts disclaims beneficial ownership of securities reported as owned by any other party.
  5. Each entry reports a component of a cross transaction in the Units described in footnote 1 among the accounts identified in Column 7 of Table I and Column 11 of Table II that are coded P or S in, respectively, Column 3 and Column 4. The cross transactions reported reflect a reallocation of Units among the partnerships and Mr. Knott's managed clients for which there were no net transaction costs, and the partnerships that disposed of Units in the cross transaction did not acquire any Units in the cross transaction.
  6. The common stock and warrants subject to the cross transaction reflected on this Statement included only those comprising components of Units described in footnote 1 and did not include any securities acquired in open market transactions. All transactions were effected at a price of $5.955 per Unit.