Filing Details
- Accession Number:
- 0001008274-10-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 13:34:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1025362 | Golden Queen Mining Co Ltd | GQM | Metal Mining (1000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008274 | T Landon Clay | C/O East Hill Management Co 10 Memorial Blvd, Suite 902 Providence RI 02903 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-07-15 | 1,200,000 | $0.65 | 17,047,019 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,777 | Indirect | By corporation |
Common Stock | 807,250 | Indirect | By corporation |
Common Stock | 2,351 | Indirect | By spouse |
Common Stock | 3,462,906 | Indirect | By sons |
Common Stock | 4,797,094 | Indirect | By trusts |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $0.26 | 2009-01-28 | 2014-01-28 | 300,000 | 300,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-28 | 300,000 | 300,000 | Indirect |
Footnotes
- Price is in Canadian dollars.
- Includes 26,114 shares held by LTC Corp. and 4,663 shares held by LTC Pension and Profit Sharing Plan.
- Represents shares held by Arctic Coast Petroleums Ltd. ("Arctic Coast"). The reporting person owned 50% of the shares of Arctic Coast and transferred his interest in Arctic Coast on October 22, 2009 to the Clay Family 2009 Irrevocable Trust u/a dated April 14, 2009, the trustees of which are Thomas M. Clay and Harris Clay. The reporting person disclaims beneficial ownership of the shares held by Arctic Coast.
- Represents shares held by reporting person's spouse, Lavinia D. Clay. The reporting person disclaims beneficial ownership of the shares held by his spouse.
- Represents shares held by reporting person's four sons including 868,522 shares held by Thomas M. Clay, 868,524 shares held by Richard T. Clay, 862,930 shares held by Landon H. Clay, and 862,930 shares held by Cassius M.C. Clay. The reporting person disclaims beneficial ownership of the shares held by his sons.
- Represents a Stock Option granted to reporting person's son, Thomas M. Clay, on January 28, 2009. Thomas M. Clay is a director of the issuer. The reporting person disclaims beneficial ownership of the derivative securities held by his son.
- Represents shares held by various charitable annuity lead trusts of which reporting person is the donor (the "Trusts"). Harris Clay is the trustee of the Trusts and each of the reporting person's sons' has a remainder beneficial interest in the Trusts. The reporting person provides investment advisory services to the Trusts. The reporting person disclaims beneficial ownership of the shares held by the Trusts.