Filing Details
- Accession Number:
- 0001218326-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-16 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-16
- Accepted Time:
- 2010-02-16 16:11:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183579 | J Robert Frankenberg | One Wayside Road Burlington MA 01803 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-11 | 20,000 | $5.94 | 175,675 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-11 | 8,288 | $14.53 | 167,387 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-11 | 137,387 | $0.00 | 30,000 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2010-02-11 | 137,387 | $0.00 | 137,387 | No | 4 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-02-11 | 20,000 | $0.00 | 20,000 | $5.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-03-13 | 2010-03-13 | No | 4 | M | Direct |
Footnotes
- These shares were transferred from direct holdings to a Non-Revocable Trust. Mr. Frankenberg has voting and investment control over the shares that are held in this Trust.
- The shares vest at 25% annually, commencing one year after the date of grant.