Filing Details
- Accession Number:
- 0001181431-10-006133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-02 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-02
- Accepted Time:
- 2010-02-02 19:38:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168405 | M Dick Chang | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2010-02-02 | 266,666 | $1.25 | 266,666 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2010-02-02 | 216,666 | $5.00 | 483,332 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2010-02-02 | 412,500 | $5.00 | 895,832 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2010-02-02 | 629,166 | $17.41 | 266,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2010-02-02 | 266,666 | $0.00 | 266,666 | $1.25 |
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2010-02-02 | 216,666 | $0.00 | 216,666 | $5.00 |
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2010-02-02 | 412,500 | $0.00 | 412,500 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-30 | No | 4 | M | Direct | |
| 0 | 2012-01-30 | No | 4 | M | Direct | |
| 0 | 2012-01-30 | No | 4 | M | Direct |
Footnotes
- Option is fully vested and exercisable.
- Option vested with respect to 25% of the shares subject thereto on each anniversary of January 31, 2007, such that the option would have been fully vested and exercisable on January 31, 2011. Mr. Chang retired as a director of the Company on February 2, 2010 and forfeited options to acquire 137,500 shares that had not vested as of that date.
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