Filing Details
- Accession Number:
- 0001140361-10-007149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-17 12:00:00
- Reporting Period:
- 2010-02-17
- Filing Date:
- 2010-02-17
- Accepted Time:
- 2010-02-17 14:57:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235653 | J A Michael Farrell | C/O: Annaly Capital Management, Inc. 1211 Avenue Of The Americas, Suite 2902 New York NY 10036 | Pres., Chairman Of Board & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-17 | 3,000 | $17.45 | 2,192,867 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Preferred Stock | 3,500 | Direct | |
Class A Preferred Stock | 3,500 | Indirect | Michael Farrell C/F Taylor Carolyn Farrell |
Class A Preferred Stock | 8,000 | Indirect | By daughter |
Class A Preferred Stock | 8,200 | Indirect | By son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | $17.97 | 2004-08-04 | 2013-08-04 | 200,000 | 200,000 | Direct |
Common Stock | Option to purchase Common Stock | $17.39 | 2005-04-19 | 2014-04-19 | 150,000 | 150,000 | Direct |
Common Stock | Option to purchase Common Stock | $17.07 | 2006-07-07 | 2015-07-07 | 150,000 | 150,000 | Direct |
Common Stock | Option to purchase Common Stock | $11.72 | 2007-02-13 | 2016-02-13 | 37,500 | 37,500 | Direct |
Common Stock | Option to purchase Common Stock | $15.70 | 2008-05-17 | 2017-05-17 | 150,000 | 150,000 | Direct |
Common Stock | Option to purchase Common Stock | $16.46 | 2009-05-08 | 2018-05-08 | 200,000 | 200,000 | Direct |
Common Stock | Option to purchase Common Stock | $15.61 | 2009-09-19 | 2018-09-19 | 170,000 | 170,000 | Direct |
Common Stock | Option to purchase Common Stock | $13.25 | 2010-04-22 | 2019-04-22 | 400,000 | 400,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-08-04 | 200,000 | 200,000 | Direct |
2014-04-19 | 150,000 | 150,000 | Direct |
2015-07-07 | 150,000 | 150,000 | Direct |
2016-02-13 | 37,500 | 37,500 | Direct |
2017-05-17 | 150,000 | 150,000 | Direct |
2018-05-08 | 200,000 | 200,000 | Direct |
2018-09-19 | 170,000 | 170,000 | Direct |
2019-04-22 | 400,000 | 400,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $17.4475 to $17.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Options previously granted.