Filing Details
- Accession Number:
- 0001140361-10-007435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 17:44:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
849667 | American Italian Pasta Co | AIPC | Miscellaneous Food Preparations & Kindred Products (2090) | 841032638 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184804 | R. Paul Geist | 4100 N. Mulberry Drive Suite 200 Kansas City MO 64116 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2010-02-16 | 10,000 | $27.54 | 41,579 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2010-02-16 | 3,500 | $26.73 | 45,079 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $.001 | Disposition | 2010-02-16 | 13,500 | $38.94 | 31,579 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2010-02-16 | 11,499 | $6.50 | 43,078 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2010-02-16 | 1,912 | $39.10 | 41,166 | No | 4 | D | Direct | |
Class A Common Stock, Par Vlaue $.001 Per Share | Disposition | 2010-02-17 | 9,587 | $39.11 | 31,579 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-02-16 | 10,000 | $0.00 | 10,000 | $27.54 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-02-16 | 3,500 | $0.00 | 3,500 | $26.73 |
Class A Common Stock | Stock Appreciation Right | Disposition | 2010-02-16 | 11,499 | $0.00 | 11,499 | $6.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-10-26 | 2014-10-26 | No | 4 | M | Direct |
0 | 2005-06-30 | 2015-02-02 | No | 4 | M | Direct |
11,499 | 2009-01-18 | 2015-01-18 | No | 4 | M | Direct |
Footnotes
- Exercise of Stock Appreciation Right (?SAR?) for stock is treated as a purchase of all of the shares underlying the SAR that were exercised, at the exercise price set forth in the SAR and simultaneous sale back to American Italian Pasta Co. (?AIPC?) of a number of the underlying shares having a value based on the market price of AIPC?s stock on the date of exercise, equal to the exercise price. Only the net shares (9,587 shares representing the value of the appreciation of the SAR) are issued.
- Sale of stock on the open market of the number of shares acquired by Mr. Geist following the exercise of the SAR described above.
- The options vested ratably over five years, beginning on October 26, 2005, which was one year after the grant date. All options were vested as of October 26, 2009.
- 5,750 shares vested on January 18, 2009 and 5,749 shares vested on January 18, 2010.