Filing Details
- Accession Number:
- 0001127602-10-003165
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-02 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-02
- Accepted Time:
- 2010-02-02 18:11:49
- Original Submission Date:
- 2010-02-02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205948 | A David Westerlund | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Exec Vp, Admin & Corp Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-01 | 9,216 | $50.91 | 146,510 | No | 4 | J | Direct | |
Common Stock | Disposition | 2010-02-01 | 1,750 | $50.80 | 144,760 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-02-01 | 1,750 | $10.61 | 146,510 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-01 | 4,284 | $50.91 | 142,226 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2010-02-01 | 13,500 | $50.91 | 13,500 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-02-01 | 1,750 | $0.00 | 1,750 | $10.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,500 | No | 4 | J | Direct | ||
68,250 | 2011-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,644 | Indirect | 401(k) Plan |
Common Stock | 25,078 | Indirect | By Spouse |
Footnotes
- Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
- Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on December 8, 2009.
- Exercise of Stock Options.
- Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units.
- Amendment of previously filed Form 4 correcting the sales price of the stock options. The stock value was shown as $50.91 and should have been $50.798.
- Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of the spouse's securities.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.