Filing Details
- Accession Number:
- 0001234773-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-03 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-03
- Accepted Time:
- 2010-02-03 17:08:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1097149 | Align Technology Inc | ALGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 943267295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234773 | M Thomas Prescott | C/O Align Technology Inc 881 Martin Avenue Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-02 | 328,596 | $4.95 | 507,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-02 | 68,160 | $18.16 | 439,616 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-02 | 100,000 | $18.17 | 339,616 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-02 | 93,996 | $18.16 | 245,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-02 | 50,000 | $18.13 | 195,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-02 | 138 | $18.15 | 195,482 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-02 | 16,302 | $18.13 | 179,180 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy (Common Stock) | Disposition | 2010-02-02 | 328,596 | $0.00 | 328,596 | $4.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-03-27 | 2012-03-27 | No | 4 | M | Direct |
Footnotes
- Includes 381 shares acquired under the ALGN Employee Stock Purchase Plan in January 2010.
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