Filing Details
- Accession Number:
- 0001289430-10-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-03 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-03
- Accepted Time:
- 2010-02-03 20:23:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140486 | Atheros Communications Inc | ATHR | Semiconductors & Related Devices (3674) | 770485570 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277624 | R Jack Lazar | C/O Atheros Communications, Inc. 5480 Great America Parkway Santa Clara, CA 95054 | Chief Financial Officer And Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-02 | 12,500 | $2.26 | 99,726 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 4,064 | $10.03 | 103,790 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 12,500 | $14.38 | 116,290 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-02 | 30,000 | $33.38 | 86,290 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-03 | 619 | $33.31 | 85,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-02-02 | 12,500 | $0.00 | 12,500 | $2.26 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-02-02 | 4,064 | $0.00 | 4,064 | $10.03 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-02-02 | 12,500 | $0.00 | 12,500 | $14.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,547 | 2013-10-03 | No | 4 | M | Direct | |
| 0 | 2015-01-21 | No | 4 | M | Direct | |
| 39,584 | 2011-01-15 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $33.02 to $33.67. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- Represents the weighted average sales price for a number of sale transactions effected at prices ranging from $33.24 to $33.45. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- All of the options became exercisable on 10/03/2003. The shares underlying the options were subject to the issuer's right of repurchase which lapsed as to 25% of the shares on 09/29/2004, and lapsed as to the remaining shares in 36 equal monthly installments beginning on 10/29/2004.
- 25% of the options became exercisable on 1/21/2006, and the remaining options became exercisable in 36 equal monthly installments commencing on 2/21/2006.
- The options became exercisable in 48 equal monthly installments commencing on 2/18/2006.
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