Filing Details

Accession Number:
0001319012-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-25 12:00:00
Reporting Period:
2010-02-23
Filing Date:
2010-02-25
Accepted Time:
2010-02-25 16:59:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299709 Bofi Holding Inc. BOFI Savings Institution, Federally Chartered (6035) 330867444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319012 J Michael Berengolts C/O Bofi Holding, Inc.
12777 High Bluff Drive #100
San Diego CA 92130
V.p./Chief Technology Office No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-23 21,728 $4.19 26,015 No 4 M Direct
Common Stock Disposition 2010-02-23 1,400 $13.50 24,615 No 4 S Direct
Common Stock Disposition 2010-02-24 20,328 $13.50 4,287 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock ISO's (right to buy) Disposition 2010-02-23 21,728 $0.00 21,728 $4.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,522 2005-04-27 2010-04-27 No 4 M Direct
Footnotes
  1. Actual price is $4.190476.
  2. Revised number reflects remaining options exercisable under Mr. Berengolts grant on 4/27/2000. Total remaining shares under options RSUs and conversion of preferred would be 70,259.