Filing Details
- Accession Number:
- 0000927089-10-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 17:20:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410087 | Sound Financial Inc. | SNFL | Savings Institution, Federally Chartered (6035) | 260776123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449661 | V Scott Boyer | C/O Sound Financial Inc. 2005 Fifth Avenue 2Nd Floor Seattle WA 98121 | Sr. Vp/Retail Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-16 | 2,000 | $3.99 | 13,650 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $7.35 | 2019-01-27 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $8.50 | 2019-01-27 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-27 | 5,000 | 5,000 | Direct |
| 2019-01-27 | 5,000 | 5,000 | Direct |
Footnotes
- The options vest in 5 equal annual installments beginning on January 27, 2010.
Billionaire Hedge Funds
