Filing Details

Accession Number:
0001144204-10-008847
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-18 12:00:00
Reporting Period:
2010-02-17
Filing Date:
2010-02-18
Accepted Time:
2010-02-18 16:06:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895642 Ener1 Inc HEV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 592479377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482546 Nicholas Brunero Ener1, Inc.
1540 Broadway Suite 25C
New York NY US 10036
Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Common Stock Disposition 2010-02-17 1,658 $4.53 8,342 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option $6.02 2009-04-14 2013-04-14 28,572 28,572 Direct
Common Stock Stock option $4.05 2010-02-17 2014-02-17 14,000 42,572 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-04-14 28,572 28,572 Direct
2014-02-17 14,000 42,572 Direct
Footnotes
  1. Incentive stock option vests one third on each annual anniversary date.
  2. Includes restricted stock grant of 5,000 shares of common stock under the 2007 Incentive Stock Plan which vest on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
  3. Automatic sale on vesting date of restricted stock grant to cover tax liability.