Filing Details
- Accession Number:
- 0001144204-10-008847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-17
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 16:06:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895642 | Ener1 Inc | HEV | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 592479377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1482546 | Nicholas Brunero | Ener1, Inc. 1540 Broadway Suite 25C New York NY US 10036 | Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Common Stock | Disposition | 2010-02-17 | 1,658 | $4.53 | 8,342 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $6.02 | 2009-04-14 | 2013-04-14 | 28,572 | 28,572 | Direct |
Common Stock | Stock option | $4.05 | 2010-02-17 | 2014-02-17 | 14,000 | 42,572 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-04-14 | 28,572 | 28,572 | Direct |
2014-02-17 | 14,000 | 42,572 | Direct |
Footnotes
- Incentive stock option vests one third on each annual anniversary date.
- Includes restricted stock grant of 5,000 shares of common stock under the 2007 Incentive Stock Plan which vest on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
- Automatic sale on vesting date of restricted stock grant to cover tax liability.