Filing Details
- Accession Number:
- 0001299911-10-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-25 12:00:00
- Reporting Period:
- 2010-02-23
- Filing Date:
- 2010-02-25
- Accepted Time:
- 2010-02-25 15:34:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1072927 | Thomas G Bowers | 6950 South Transit Road Lockport NY 14094 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-24 | 5,680 | $14.16 | 94,268 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Units (DEU) | Acquisiton | 2010-02-23 | 68 | $0.00 | 68 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 221 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.28 | 2004-05-21 | 2013-05-21 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $16.21 | 2004-07-29 | 2013-07-29 | 18,500 | 18,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-05-21 | 6,000 | 6,000 | Direct |
| 2013-07-29 | 18,500 | 18,500 | Direct |
Footnotes
- DEUs have no exercise price.
- DEUs convert into common stock on a 1-for-1 basis.
- DEUs have no expiration date.
- DEUs have no purchase price.
Billionaire Hedge Funds
