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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1005817	Tompkins Financial Corp	TMP	State Commercial Banks (6022)	161482357

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201524	S David Boyce	Tompkins Financial Corporation P O Box 460 Ithaca NY 14851	Evp, Pres. & Ceo Tompkins Ins.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock - 401K/Esop	Acquisiton	2010-02-02	73	$0.00	1,500	No	5	L	Direct
Common Stock	Acquisiton	2010-02-02	135	$39.79	10,263	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	L	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2	Indirect	By Daughter
Common Stock	2	Indirect	By Son

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option (Right to Buy)	$39.34	2014-05-03	4,841	4,841	Direct
Common Stock	Incentive Stock Option (Right to Buy)	$42.39	2016-01-23	6,035	6,035	Direct
Common Stock	Incentive Stock Option (Right to Buy)	$41.00	2017-11-29	5,249	5,249	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$39.34	2014-05-03	3,323	3,323	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$42.39	2016-01-23	2,765	2,765	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$41.00	2017-11-29	4,751	4,751	Direct
Common Stock	Stock Appreciation Rights (SAR)	$45.88	2019-09-17	10,000	10,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-05-03	4,841	4,841	Direct
2016-01-23	6,035	6,035	Direct
2017-11-29	5,249	5,249	Direct
2014-05-03	3,323	3,323	Direct
2016-01-23	2,765	2,765	Direct
2017-11-29	4,751	4,751	Direct
2019-09-17	10,000	10,000	Direct

Footnotes

Shares acquired through a salary deferral arrangement and reinvestment of quarterly cash dividends.
The stock option becomes exercisable in four annual installments commencing two years after the date of grant.
The stock option becomes exercisable in six annual installments commencing two years after the date of grant.
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company.