Filing Details
- Accession Number:
- 0001127602-10-006136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 17:41:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378231 | H Walter Solomon | 3499 Blazer Parkway Lexington KY 40509 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-22 | 1,603 | $19.75 | 14,147 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-02-22 | 1,069 | $23.87 | 15,216 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,603 | $46.50 | 13,613 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 1,069 | $46.50 | 12,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 6,760 | $46.50 | 5,784 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-02-22 | 7,200 | $10.72 | 12,984 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-22 | 3,610 | $46.50 | 9,374 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-02-22 | 1,603 | $0.00 | 1,603 | $19.75 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-02-22 | 1,069 | $0.00 | 1,069 | $23.87 |
Common Stock | Stock Appreciation Right | Disposition | 2010-02-22 | 7,200 | $0.00 | 7,200 | $10.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-09-19 | 2012-10-19 | No | 4 | M | Direct |
0 | 2004-09-18 | 2013-10-18 | No | 4 | M | Direct |
7,200 | 2009-11-20 | 2018-12-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,479 | Indirect | 401(k) |
Footnotes
- The disposition of the 3,610 shares reflects the cost of exercising the 7,200 Stock Appreciation Rights at the exercise price and includes taxes withheld for the transaction.
- Based on Employee Savings Plan information as of 2-22-10, the latest date for which such information is reasonably available.
- Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.