Filing Details
- Accession Number:
- 0000104918-10-000033
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 12:51:43
- Original Submission Date:
- 2010-02-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104918 | Avista Corp | AVA | Electric & Other Services Combined (4931) | 910462470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1174953 | O Kelly Norwood | 1411 E Mission Ave Spokane WA 99202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - 2001 Options | Acquisiton | 2010-02-22 | 3,000 | $11.50 | 7,965 | No | 4 | M | Direct | |
| Common Stock - 2001 Options | Disposition | 2010-02-22 | 3,000 | $21.10 | 4,965 | No | 4 | S | Direct | |
| Common Stock - 2002 Options | Acquisiton | 2010-02-22 | 3,000 | $10.17 | 7,965 | No | 4 | M | Direct | |
| Common Stock - 2002 Options | Disposition | 2010-02-22 | 3,000 | $21.10 | 4,965 | No | 4 | S | Direct | |
| Common Stock - Restricted Shares | Disposition | 2010-02-22 | 1,166 | $21.09 | 3,799 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Exercise of Stock Option - 2001 | Disposition | 2010-02-22 | 3,000 | $21.10 | 3,000 | $11.80 |
| Common Stock | Exercise of Stock Options - 2002 | Disposition | 2010-02-22 | 3,000 | $21.10 | 3,000 | $10.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-11-08 | No | 4 | M | Direct | |
| 0 | 2012-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Held In 401(K) Investment Plan | 9,638 | Indirect | by Trustee |
| Common Stock Held By Spouse | 3 | Indirect | by Spouse |
Footnotes
- Exercise and sale of Option Grant expiring November 2011
- Exercise and sale of Option Grant expiring November 2012
- Sale of restricted shares which vested January 8, 2010
- Options vest in four equal annual installments beginning the first anniversary of the grant date. Mr. Norwood acquired an option of 12,000 shares on November 8, 2001.
- Options vest in four equal annual installments beginning the first anniversary of the grant date. Mr. Norwood acquired an option grant of 9,000 shares on November 11, 2002.
- Total reflects the number of derivative securities remaining for this particular option grant.
Billionaire Hedge Funds
