Filing Details
- Accession Number:
- 0001127602-10-003302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-03 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-03
- Accepted Time:
- 2010-02-03 15:07:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248899 | Arnaldo Perez | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Svp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-01 | 14,059 | $0.00 | 49,471 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 8,996 | $34.52 | 58,467 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-02 | 4 | $34.52 | 58,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-02 | 9,000 | $34.52 | 49,471 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-02-02 | 8,996 | $0.00 | 8,996 | $19.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-02-02 | 4 | $0.00 | 4 | $19.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-06-22 | 2010-06-22 | No | 4 | M | Direct |
| 0 | 2005-06-22 | 2010-06-22 | No | 4 | M | Direct |
Footnotes
- Grant of restricted stock made pursuant to the Carnival Corporation 2002 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
- This transaction was executed in multiple trades at prices ranging from $34.49 to $34.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
