Filing Details

Accession Number:
0001127602-10-003273
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-03 12:00:00
Reporting Period:
2010-02-01
Filing Date:
2010-02-03
Accepted Time:
2010-02-03 13:00:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815097 Carnival Corp CCL Water Transportation (4400) 591562976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243490 Gervis Peter Ratcliffe C/O Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-01 10,000 $0.00 10,000 No 4 C Direct
Common Stock Acquisiton 2010-02-01 1,465 $0.00 11,465 No 4 A Direct
Common Stock Disposition 2010-02-01 11,465 $33.91 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-02-01 10,000 $0.00 10,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-17 No 4 C Direct
Footnotes
  1. Represents shares released from restriction from a Restricted Stock Unit award granted in 2005.
  2. Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2005, which has now vested.
  3. This transaction was executed in multiple trades at prices ranging from $33.87 to $33.983. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Restricted stock units either vest or are forfeited therefore there is no expiration date.