Filing Details
- Accession Number:
- 0001127602-10-003273
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-03 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-03
- Accepted Time:
- 2010-02-03 13:00:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243490 | Gervis Peter Ratcliffe | C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-01 | 10,000 | $0.00 | 10,000 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-02-01 | 1,465 | $0.00 | 11,465 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-02-01 | 11,465 | $33.91 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2010-02-01 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-17 | No | 4 | C | Direct |
Footnotes
- Represents shares released from restriction from a Restricted Stock Unit award granted in 2005.
- Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2005, which has now vested.
- This transaction was executed in multiple trades at prices ranging from $33.87 to $33.983. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted stock units either vest or are forfeited therefore there is no expiration date.