Filing Details
- Accession Number:
- 0000896595-10-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-11 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-11
- Accepted Time:
- 2010-02-11 13:55:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023128 | Lithia Motors Inc | LAD | Retail-Auto Dealers & Gasoline Stations (5500) | 930572810 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170769 | B Sidney Deboer | 360 E. Jackson St. Medford OR 97501 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2010-02-11 | 5,000 | $5.32 | 5,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 69,796 | Direct | |
Class A Common | 79,500 | Indirect | Deboer Family, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | Class B Common | $0.00 | 3,762,231 | 3,762,231 | Indirect | ||
Class A Common | Stock Option (2000sd) (NQ) (right to buy) | $16.75 | 2010-01-06 | 22,010 | 22,010 | Direct | |
Class A Common | Stock Option (2002nq) (right to buy) | $15.13 | 2007-12-26 | 2012-12-26 | 16,000 | 16,000 | Direct |
Class A Common | Stock Option (right to buy) | $29.42 | 2009-03-11 | 2010-03-11 | 16,002 | 16,002 | Direct |
Class A Common | Stock Option (right to buy) | $27.58 | 2010-02-09 | 2011-02-09 | 20,001 | 20,001 | Direct |
Class A Common | Stock Option (2001sd) (NQ) (right to purchase) | $11.81 | 2010-12-26 | 31,788 | 31,788 | Direct | |
Class A Common | Stock Option (right to buy) | $31.67 | 2011-03-10 | 2012-03-10 | 24,000 | 24,000 | Direct |
Class A Common | Stock Option (right to buy) | $28.34 | 2012-03-09 | 2013-03-09 | 24,000 | 24,000 | Direct |
Class A Common | Stock Option (right to buy) | $9.38 | 2012-03-10 | 2014-03-09 | 25,000 | 25,000 | Direct |
Class A Common | Stock Option (2001nq) (right to buy) | $19.24 | 2006-12-26 | 2011-12-26 | 16,000 | 16,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,762,231 | 3,762,231 | Indirect | |
2010-01-06 | 22,010 | 22,010 | Direct |
2012-12-26 | 16,000 | 16,000 | Direct |
2010-03-11 | 16,002 | 16,002 | Direct |
2011-02-09 | 20,001 | 20,001 | Direct |
2010-12-26 | 31,788 | 31,788 | Direct |
2012-03-10 | 24,000 | 24,000 | Direct |
2013-03-09 | 24,000 | 24,000 | Direct |
2014-03-09 | 25,000 | 25,000 | Direct |
2011-12-26 | 16,000 | 16,000 | Direct |
Footnotes
- Sidney B. Deboer is the trustee of the Sidney B. DeBoer Trust, which is the owner of a majority interest in the LLC and is the sole manager of the LLC
- Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
- Mr. DeBoer, through DeBoer Family, LLC, of which he is the sole manager, owns a majority interest in Lithia Holding Company, LLC, of which he is also the sole manager; and he has elected to report all Class B Common Stock owned by the Lithia Holding Company, LLC as being beneficially owned by him.
- The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
- The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04