Filing Details

Accession Number:
0000896595-10-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-11 12:00:00
Reporting Period:
2010-02-11
Filing Date:
2010-02-11
Accepted Time:
2010-02-11 13:55:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023128 Lithia Motors Inc LAD Retail-Auto Dealers & Gasoline Stations (5500) 930572810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170769 B Sidney Deboer 360 E. Jackson St.
Medford OR 97501
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2010-02-11 5,000 $5.32 5,000 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 69,796 Direct
Class A Common 79,500 Indirect Deboer Family, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Class B Common $0.00 3,762,231 3,762,231 Indirect
Class A Common Stock Option (2000sd) (NQ) (right to buy) $16.75 2010-01-06 22,010 22,010 Direct
Class A Common Stock Option (2002nq) (right to buy) $15.13 2007-12-26 2012-12-26 16,000 16,000 Direct
Class A Common Stock Option (right to buy) $29.42 2009-03-11 2010-03-11 16,002 16,002 Direct
Class A Common Stock Option (right to buy) $27.58 2010-02-09 2011-02-09 20,001 20,001 Direct
Class A Common Stock Option (2001sd) (NQ) (right to purchase) $11.81 2010-12-26 31,788 31,788 Direct
Class A Common Stock Option (right to buy) $31.67 2011-03-10 2012-03-10 24,000 24,000 Direct
Class A Common Stock Option (right to buy) $28.34 2012-03-09 2013-03-09 24,000 24,000 Direct
Class A Common Stock Option (right to buy) $9.38 2012-03-10 2014-03-09 25,000 25,000 Direct
Class A Common Stock Option (2001nq) (right to buy) $19.24 2006-12-26 2011-12-26 16,000 16,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,762,231 3,762,231 Indirect
2010-01-06 22,010 22,010 Direct
2012-12-26 16,000 16,000 Direct
2010-03-11 16,002 16,002 Direct
2011-02-09 20,001 20,001 Direct
2010-12-26 31,788 31,788 Direct
2012-03-10 24,000 24,000 Direct
2013-03-09 24,000 24,000 Direct
2014-03-09 25,000 25,000 Direct
2011-12-26 16,000 16,000 Direct
Footnotes
  1. Sidney B. Deboer is the trustee of the Sidney B. DeBoer Trust, which is the owner of a majority interest in the LLC and is the sole manager of the LLC
  2. Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion.
  3. Mr. DeBoer, through DeBoer Family, LLC, of which he is the sole manager, owns a majority interest in Lithia Holding Company, LLC, of which he is also the sole manager; and he has elected to report all Class B Common Stock owned by the Lithia Holding Company, LLC as being beneficially owned by him.
  4. The options vest as follows: 13,627 on 1/6/01 and 8,383 on 1/6/02.
  5. The options vest 8,360 shares on 12/26/00, 2,108 on 12/26/02, 10,565 on 12/26/03 and 10,755 on 12/26/04