Filing Details
- Accession Number:
- 0001261435-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-02 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-02
- Accepted Time:
- 2010-02-02 09:39:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1261435 | R Timothy Harvey | 140 John James Audubon Parkway Amherst NY 14228 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-02-01 | 500 | $13.43 | 2,643 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,143 | Direct | |
Common Stock | 1,455 | Direct | |
Common Stock | 789,344 | Indirect | Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 1,289 | 1,289 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.27 | 2019-05-17 | 3,678 | 3,678 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 1,289 | 1,289 | Direct |
2019-05-17 | 3,678 | 3,678 | Direct |
Footnotes
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Plan, as amended (the "ESOP").
- Exercisable 25% per year for four years, beginning 5/19/09, subject to IRS limitations.
- Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006; options become exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.