Filing Details
- Accession Number:
- 0001209191-10-006084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-02 12:00:00
- Reporting Period:
- 2010-02-01
- Filing Date:
- 2010-02-02
- Accepted Time:
- 2010-02-02 16:21:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1345126 | Compass Diversified Holdings | CODI | Services-Help Supply Services (7363) | 576218917 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361965 | B Alan Offenberg | Sixty One Wilton Road Second Floor Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares | Acquisiton | 2010-02-01 | 203 | $11.83 | 69,742 | No | 4 | P | Indirect | Through Pharos I LLC |
Shares | Acquisiton | 2010-02-02 | 204 | $11.74 | 69,946 | No | 4 | P | Indirect | Through Pharos I LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through Pharos I LLC |
No | 4 | P | Indirect | Through Pharos I LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Shares | 13,750 | Direct |
Footnotes
- Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Pharos I LLC on May 29, 2008.
- The purchase price reported in this Form 4 was between the range of $11.8299 per share to $11.86 per share. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- Amounts with respect to Mr. Offenberg reflect his beneficial ownership of Shares through his pecuniary interest in Pharos I LLC.