Home > Insider Trading > Filing (0001127602-10-003743)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1005817	Tompkins Financial Corp	TMP	State Commercial Banks (6022)	161482357

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1074514	E John Alexander	Tompkins Financial Corporation Po Box 460 Ithaca NY 14851		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock Drip	Acquisiton	2009-12-31	101	$0.00	3,373	No	5	L	Direct
Common Stock Drip	Acquisiton	2009-12-31	12	$0.00	395	No	5	L	Indirect	By Spouse
Common Stock Drip	Acquisiton	2009-12-31	871	$0.00	5,706	No	5	L	Indirect	By Rabbi Trust
Common Stock	Acquisiton	2010-02-04	2,000	$35.00	19,272	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	L	Direct
No	5	L	Indirect	By Spouse
No	5	L	Indirect	By Rabbi Trust
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock - Ira	682	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	7% Convertible Trust Preferred	$0.00	2019-04-15	2039-03-31	60,459	2,500	Direct
Common Stock	7% Convertible Trust Preferred	$0.00	2019-04-15	2039-03-31	60,459	2,500	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2039-03-31	60,459	2,500	Direct
2039-03-31	60,459	2,500	Indirect

Footnotes

Shares acquired through reinvestment of quarterly cash dividends.
Shares acquired through deferral of retainer fees, meeting attendance, and reinvestment of quarterly cash dividends.
The Trust Preferred Securities were issued by Tompkins Capital Trust I, all of the common securities of which are owned by Tompkins Financial Corporation (TMP). The Trust Preferred Securities are convertible, at any time on or after April 15, 2019, into TMP Common Stock at a price of $41.35 per share or, if higher, the average of the closing prices of TMP Common Stock on the trading days in the calendar quarter preceding the date of conversion. The amount set out in Item #7 above uses the $41.35 conversion price.