Filing Details
- Accession Number:
- 0001144204-10-009225
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-22 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-22
- Accepted Time:
- 2010-02-22 14:40:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380808 | T Donald Decarlo | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 6Th Floor New York NY 10038 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-22 | 5,000 | $13.49 | 20,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2010-02-19 | 6,250 | $0.00 | 6,250 | $12.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,500 | 2011-02-19 | 2020-02-19 | No | 5 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $7.00 | 2007-02-09 | 2016-02-09 | 12,500 | 0 | Direct |
| Common Stock | Stock Option | $10.56 | 2008-03-08 | 2017-03-08 | 6,250 | 0 | Direct |
| Common Stock | Stock Option | $15.02 | 2009-02-15 | 2018-02-15 | 6,250 | 0 | Direct |
| Common Stock | Stock Option | $9.65 | 2010-03-25 | 2019-03-25 | 6,250 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-02-09 | 12,500 | 0 | Direct |
| 2017-03-08 | 6,250 | 0 | Direct |
| 2018-02-15 | 6,250 | 0 | Direct |
| 2019-03-25 | 6,250 | 0 | Direct |
Footnotes
- Stock options vest as follows: 25% of the options granted to the Reporting Person under the 2005 Equity Incentive Plan vest on February 9, 2007. The remaining 75% of the options vest pro rata quarterly over the three-year period following February 9, 2007.
- Stock option vests 100% on anniversary of grant.
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