Filing Details
- Accession Number:
- 0001003344-10-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-23 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-23
- Accepted Time:
- 2010-02-23 18:24:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1003344 | Headwaters Inc | HW | Miscellaneous Products Of Petroleum & Coal (2990) | 870547337 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249877 | Sam R Christensen | 10653 S. Riverfront Parkway, Suite 300 South Jordan UT 84095 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-22 | 200 | $12.50 | 20,000 | No | 4 | P | Indirect | by Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Short Put (obligation to buy) | Disposition | 2010-02-22 | 200 | $0.00 | 200 | $12.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-09-09 | 2010-02-28 | No | 4 | S | Indirect |
Footnotes
- An affiliate of the reporting person bought 200 shares at $12.50 per share pursuant to a stock purchase agreement dated September 9, 2009.
Billionaire Hedge Funds
