Filing Details
- Accession Number:
- 0000859139-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-18 12:00:00
- Reporting Period:
- 2010-02-16
- Filing Date:
- 2010-02-18
- Accepted Time:
- 2010-02-18 16:30:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859139 | Delphi Financial Group Inc | DFG | Life Insurance (6311) | 133427277 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1065132 | A Edward Fox | C/O Delphi Capital Management, Inc. 590 Madison Avenue, 30Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-02-16 | 18,633 | $13.42 | 33,633 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-02-16 | 18,633 | $20.68 | 15,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Options to purchase Class A Common Stock | Disposition | 2010-02-16 | 14,160 | $0.00 | 14,160 | $13.42 |
| Class A Common Stock | Options to purchase Class A Common Stock | Disposition | 2010-02-16 | 4,473 | $0.00 | 4,473 | $13.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-05-10 | 2010-05-10 | No | 4 | M | Direct |
| 0 | 2000-08-08 | 2010-05-10 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sales price for a series of open market sales transactions ranging in price from $20.65 to $20.70 per share. The reporting person has provided to the issuer information regarding the number of shares sold at each separate price, and such information will be provided to the SEC staff or any security holder of the issuer upon request.
- Amounts reflect adjustments pursuant to the terms of the option plan under which such options were granted to reflect the effects of all stock dividends and stock splits having occurred since the date of grant thereof.
- The options vested in five substantially equal annual installments beginning on May 10, 2001.
- Not applicable.
- The options vested in four substantially equal 90-day installments beginning on August 8, 2000.
Billionaire Hedge Funds
