Filing Details
- Accession Number:
- 0000093451-10-000017
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-11 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-11
- Accepted Time:
- 2010-02-11 14:34:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93451 | Sterling Bancorp | STL | National Commercial Banks (6021) | 132565216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237429 | Fernando Ferrer | 650 Fifth Avenue 4Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-07-09 | 3,000 | $7.45 | 3,157 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (right to buy) | $20.34 | 2005-12-19 | 2010-06-30 | 4,725 | 4,725 | Direct |
Common Stock | Non-qualified Stock Option (right to buy) | $19.50 | 2007-06-30 | 2011-06-30 | 4,725 | 4,725 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-06-30 | 4,725 | 4,725 | Direct |
2011-06-30 | 4,725 | 4,725 | Direct |
Footnotes
- On December 15, 2005 the Board of Directors voted to accelerate the vesting and exercisability of any outstanding unvested and unexercisable non-qualified stock options held by non-employee directors, effective as of December 19, 2005; provided, however, that transfer of shares acquired by such exercise is restricted until the date that the option would have been exercisable prior to such change.
- Non-employee directors were granted options for 4,753 shares of common stock pursuant to the final grant under an automatic grant of options adopted in 2002.