Filing Details
- Accession Number:
- 0001193805-10-000379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-09 12:00:00
- Reporting Period:
- 2010-02-05
- Filing Date:
- 2010-02-09
- Accepted Time:
- 2010-02-09 19:57:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1296115 | Dws Global Commodities Stock Fund Inc. | GCS | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257108 | D Arthur Lipson | 7050 S. Union Park Center Suite 590 Midvale UT 84047 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2010-02-05 | 400 | $7.39 | 8,200 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2010-02-08 | 1,075 | $7.48 | 9,275 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2010-02-08 | 2,500 | $7.53 | 11,775 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2010-02-08 | 2,700 | $7.53 | 14,475 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 530,328 | Indirect | By Western Investment Activism Partners |
Common Stock, Par Value $0.01 | 530,570 | Indirect | By Western Investment Hedged Partners |
Common Stock, Par Value $0.01 | 1,137 | Indirect | By Western Investment LLC |
Common Stock, Par Value $0.01 | 529,909 | Indirect | By Western Investment Total Return Fund |
Common Stock, Par Value $0.01 | 531,032 | Indirect | By Western Investment Total Return Ptnrs |
Footnotes
- The Reporting Person is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding Shares. As a member of the group, the Reporting Person may be deemed to beneficially own the securities of the Issuer beneficially owned by the other members of the group. The Reporting Person disclaims beneficial ownership of the securities of the Issuer beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
- Shares owned directly by Western Investment Activism Partners LLC ("WIAP"). As the managing member of Western Investment, LLC ("WILLC"), the managing member of WIAP, Arthur D. Lipson may be deemed to beneficially own the Shares owned by WIAP. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Western Investment Hedged Partners L.P. ("WIHP"). As the managing member of WILLC, the general partner of WIHP, Mr. Lipson may be deemed to beneficially own the Shares owned by WIHP. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares owned directly by WILLC. As the managing member of WILLC, Mr. Lipson may be deemed to beneficially own the Shares owned by WILLC. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Western Investment Total Return Fund Ltd. ("WITRL"). As the managing member of WILLC, the investment manager of WITRL, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRL. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Western Investment Total Return Partners L.P. ("WITRP"). As the managing member of WILLC, the general partner of WITRP, Mr. Lipson may be deemed to beneficially own the Shares owned by WITRP. Mr. Lipson disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.