Filing Details

Accession Number:
0001209191-10-010044
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-17 12:00:00
Reporting Period:
2010-02-12
Filing Date:
2010-02-17
Accepted Time:
2010-02-17 16:23:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174746 Intercontinentalexchange Inc ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390563 W Thomas Farley 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
President & Coo Of Ice Fut. Us No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-12 6,528 $0.00 8,102 No 4 A Direct
Common Stock Disposition 2010-02-12 903 $100.51 7,199 No 4 F Direct
Common Stock Disposition 2010-02-16 1,273 $102.81 5,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents shares of performance based restricted stock units granted to the filing person on December 16, 2008. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2009 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 12, 2010; 1/3 on January 2, 2011; and 1/3 on January 2, 2012). Of the 6528 shares of common stock, 2176 shares were issued on February 12, 2010, of which 903 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 4352 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld at the time the shares are issued.
  2. Represents shares of common stock underlying vested restricted stock that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
  3. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  4. The price range for the aggregate amount sold by the direct holder is $102.80- $102.85. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.