Filing Details

Accession Number:
0001127602-10-004602
Form Type:
5
Zero Holdings:
No
Publication Time:
2010-02-12 12:00:00
Reporting Period:
2009-12-31
Filing Date:
2010-02-12
Accepted Time:
2010-02-12 16:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103812 M Harold Korell Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-05-20 25,000 $41.27 874,254 No 4 S Indirect By Family Limited Partnership
Common Stock Disposition 2009-09-15 100,000 $0.00 1,317,076 No 5 J Direct
Common Stock Acquisiton 2009-09-15 100,000 $0.00 100,000 No 5 J Indirect by 2009 Family Limited Partnership
Common Stock Disposition 2009-12-28 150,000 $0.00 1,156,748 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Family Limited Partnership
No 5 J Direct
No 5 J Indirect by 2009 Family Limited Partnership
No 5 G Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $0.93 2001-12-14 2010-12-14 352,439 352,439 Direct
Common Stock Stock Options (Right to Buy) $1.21 2002-12-20 2011-12-20 187,014 187,014 Direct
Common Stock Stock Options (Right to Buy) $1.44 2003-12-11 2012-12-11 690,192 690,192 Direct
Common Stock Stock Options (Right to Buy) $2.65 2004-12-10 2013-12-10 451,598 451,598 Direct
Common Stock Stock Options (Right to Buy) $6.23 2005-12-09 2011-12-09 277,776 277,776 Direct
Common Stock Stock Options (Right to Buy) $17.75 2006-12-08 2012-12-08 116,286 116,286 Direct
Common Stock Stock Options (Right to Buy) $20.34 2007-12-11 2013-12-11 122,000 122,000 Direct
Common Stock Stock Options (Right to Buy) $27.18 2008-12-13 2014-12-13 78,980 78,980 Direct
Common Stock Stock Options (Right to Buy) $30.68 2009-12-11 2015-12-11 93,790 93,790 Direct
Common Stock Stock Options (Right to Buy) $40.73 2010-12-10 2016-12-10 3,960 3,960 Direct
Common Stock Phantom Stock $0.00 51,996 51,996 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-12-14 352,439 352,439 Direct
2011-12-20 187,014 187,014 Direct
2012-12-11 690,192 690,192 Direct
2013-12-10 451,598 451,598 Direct
2011-12-09 277,776 277,776 Direct
2012-12-08 116,286 116,286 Direct
2013-12-11 122,000 122,000 Direct
2014-12-13 78,980 78,980 Direct
2015-12-11 93,790 93,790 Direct
2016-12-10 3,960 3,960 Direct
51,996 51,996 Direct
Footnotes
  1. On September 15, 2009, the reporting person transferred 100,000 shares of Southwestern Energy Company stock into a Family Limited Partnership (the "2009 FLP"). The reporting person controls the general partner of the FLP and therefore, has indirect beneficial ownership of the transferred shares.
  2. On December 28, 2009, the reporting person gifted 150,000 shares of Southwestern Energy Company stock to the Harold and Patricia Korell Foundation.
  3. Each share of phantom stock represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock.
  4. Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time.