Filing Details
- Accession Number:
- 0001411686-10-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-05 12:00:00
- Reporting Period:
- 2010-02-03
- Filing Date:
- 2010-02-05
- Accepted Time:
- 2010-02-05 17:01:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 782842 | Broadpoint Gleacher Securities Group Inc. | BPSG | Security Brokers, Dealers & Flotation Companies (6211) | 222655804 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185084 | Bruce Rohde | Broadpoint Gleacher Securities Group Inc 12 East 49Th Street, 31St Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-03 | 1,000 | $4.10 | 1,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 4,794 | $4.14 | 5,794 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 5,611 | $4.15 | 11,405 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 7,500 | $4.16 | 18,905 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 3,000 | $4.17 | 21,905 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 17,595 | $4.17 | 39,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 6,200 | $4.18 | 45,700 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 24,300 | $4.18 | 70,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 5,000 | $4.19 | 75,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 9,000 | $4.19 | 84,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 2,000 | $4.20 | 86,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-03 | 14,000 | $4.20 | 100,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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Billionaire Hedge Funds
