Filing Details
- Accession Number:
- 0001181431-10-008269
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-10 12:00:00
- Reporting Period:
- 2010-02-08
- Filing Date:
- 2010-02-10
- Accepted Time:
- 2010-02-10 20:18:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296360 | Benjamin Roland Cortes | 1875 Charleston Rd. Mountain View CA 94043 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-31 | 297 | $31.29 | 16,569 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2010-02-08 | 265 | $33.72 | 16,834 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-08 | 266 | $23.40 | 17,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-08 | 266 | $19.83 | 17,366 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-08 | 1,598 | $30.29 | 18,964 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-08 | 608 | $23.94 | 19,572 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-08 | 3,003 | $48.49 | 16,569 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2010-02-08 | 226 | $0.00 | 1,624 | $33.72 |
| Common Shares | Stock Option (right to buy) | Disposition | 2010-02-08 | 39 | $0.00 | 4,751 | $33.72 |
| Common Shares | Stock Option (right to buy) | Disposition | 2010-02-08 | 266 | $0.00 | 1,328 | $23.40 |
| Common Shares | Stock Option (right to buy) | Disposition | 2010-02-08 | 266 | $0.00 | 1,594 | $19.83 |
| Common Shares | Stock Option (right to buy) | Disposition | 2010-02-08 | 1,598 | $0.00 | 9,588 | $30.29 |
| Common Shares | Stock Option (right to buy) | Disposition | 2010-02-08 | 608 | $0.00 | 4,861 | $23.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,398 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
| 4,712 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
| 1,062 | 2007-08-01 | 2016-07-31 | No | 4 | M | Direct |
| 1,328 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 7,990 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 4,253 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
Footnotes
- Shares acquired on December 31, 2009 under the NetLogic Microsystems 2004 Employee Stock Purchase Plan.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
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