Filing Details
- Accession Number:
- 0000014693-10-000007
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-04 12:00:00
- Reporting Period:
- 2009-12-10
- Filing Date:
- 2010-02-04
- Accepted Time:
- 2010-02-04 09:59:49
- Original Submission Date:
- 2009-12-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1351766 | Mccauley J Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common | Disposition | 2009-12-10 | 25,000 | $52.00 | 45,010 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 183,618 | Direct | |
Class A Common | 501,926 | Indirect | By Brown Ventures, LLC |
Class A Common | 47,000 | Indirect | By Brown FLIP |
Class A Common | 28,000 | Indirect | By MAE LLC |
Class A Common | 100,000 | Indirect | By GRAT |
Class A Common | 2,079 | Indirect | By children |
Class A Common | 30,172 | Indirect | By Spouse |
Class B Common | 3,553 | Indirect | BF 401(k) Plan |
Class B Common | 125,481 | Indirect | By Brown Ventures, LLC |
Class B Common | 11,750 | Indirect | By Brown FLIP |
Class B Common | 393 | Indirect | By Children |
Class B Common | 7,543 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2007-05-01 | 2014-04-30 | 1,355 | 1,355 | Direct |
Class B Common | Stock Appreciation Right | $46.19 | 2008-05-01 | 2015-04-30 | 1,172 | 1,172 | Direct |
Class B Common | Stock Appreciation Right | $56.50 | 2009-05-01 | 2016-04-30 | 2,527 | 2,527 | Direct |
Class B Common | Stock Appreciation Right | $54.58 | 2010-05-01 | 2017-04-30 | 2,894 | 2,894 | Direct |
Class B Common | Stock Appreciation Right | $57.40 | 2011-05-01 | 2018-04-30 | 2,657 | 2,657 | Direct |
Class B Common | Restricted Stock Unit | $0.00 | 805 | 805 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-04-30 | 1,355 | 1,355 | Direct |
2015-04-30 | 1,172 | 1,172 | Direct |
2016-04-30 | 2,527 | 2,527 | Direct |
2017-04-30 | 2,894 | 2,894 | Direct |
2018-04-30 | 2,657 | 2,657 | Direct |
805 | 805 | Direct |
Footnotes
- This corrects a prior reporting error. The amount of Class B directly held securities beficially owned following the transaction reported on December 14, 2009 should have been 45,010.
- Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of December 10, 2009.
- Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- The Restricted Stock Units vest April 30, 2013.