Filing Details
- Accession Number:
- 0001181431-10-008727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 13:25:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438914 | Kenneth Lochiatto | 800 S. Northpoint Blvd Waukegan IL 60085 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-11 | 5,395 | $16.95 | 22,312 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-11 | 5,395 | $39.00 | 16,917 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2010-02-11 | 5,395 | $0.00 | 5,395 | $16.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,790 | 2016-08-14 | No | 4 | M | Direct |
Footnotes
- Includes 16,356 shares of restricted stock or restricted stock units and 561 shares acquired under the WMS stock purchase plan on September 30, 2009.
- The details of these trades were as follows: 5,300 at $39.00 and 95 at $39.01.
- Three year vesting: 1/3 on 8/14/2007, 8/14/2008 and 8/14/2009.