Filing Details
- Accession Number:
- 0001140361-10-008173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-24 12:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-02-24
- Accepted Time:
- 2010-02-24 17:06:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
| 1282683 | Nierenberg Investment Management Company, Inc. | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
| 1282685 | D3 Family Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
| 1365745 | D3 Family Bulldog Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-22 | 4,100 | $14.10 | 520,691 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Common Stock | Disposition | 2010-02-22 | 16,000 | $14.10 | 2,095,266 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Disposition | 2010-02-24 | 1,200 | $14.02 | 519,491 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Common Stock | Disposition | 2010-02-24 | 7,407 | $14.02 | 2,087,859 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 129,931 | Indirect | By The D3 Family Canadian Fund, LP |
| Common Stock | 446,056 | Indirect | By The DIII Offshore Fund, LP |
Footnotes
- Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Billionaire Hedge Funds
