Filing Details
- Accession Number:
- 0001140361-10-006248
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 19:03:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
203248 | Southern Union Co | SUG | Natural Gas Transmission (4922) | 750571592 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380705 | N Richard Marshall | 5444 Westheimer Road Houston TX 77056-5306 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-12-31 | 103 | $0.00 | 2,877 | No | 5 | P | Indirect | 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | 401(k) Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,295 | Indirect | Issuer's Supplemental Deferred Compensation Plan |
Common Stock | 1,037 | Direct | |
Common Stock | 1,050 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | $16.83 | 2014-02-06 | 8,269 | 8,269 | Direct | |
Common Stock | Employee Stock Option (Right to Purchase) | $24.06 | 2015-07-26 | 683 | 683 | Direct | |
Common Stock | Stock Appreciation Rights | $28.07 | 2016-12-28 | 19,299 | 19,299 | Direct | |
Common Stock | Cash Restricted Units | $0.00 | 2,715 | 2,715 | Direct | ||
Common Stock | Stock Appreciation Rights | $28.48 | 2017-12-17 | 38,685 | 38,685 | Direct | |
Common Stock | Cash Restricted Units | $0.00 | 15,464 | 15,464 | Direct | ||
Common Stock | Stock Appreciation Rights | $12.55 | 2018-12-15 | 95,336 | 95,336 | Direct | |
Common Stock | Cash Restricted Units | $0.00 | 13,305 | 13,305 | Direct | ||
Common Stock | Stock Appreciation Rights (Common Stock) | $21.64 | 2019-12-15 | 46,703 | 46,703 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-06 | 8,269 | 8,269 | Direct |
2015-07-26 | 683 | 683 | Direct |
2016-12-28 | 19,299 | 19,299 | Direct |
2,715 | 2,715 | Direct | |
2017-12-17 | 38,685 | 38,685 | Direct |
15,464 | 15,464 | Direct | |
2018-12-15 | 95,336 | 95,336 | Direct |
13,305 | 13,305 | Direct | |
2019-12-15 | 46,703 | 46,703 | Direct |
Footnotes
- This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2009.
- This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available on the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2009.
- The Reporting Person owns these shares jointly with his spouse.
- The options are fully vested and exerciseable.
- The stock appreciation rights are fully vested and exerciseable.
- 8,144 cash restricted units were awarded to the Reporting Person on December 17, 2007 ("Grant Date 2007"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2007. To date, restrictions have expired on 5,429 of the cash restricted units.
- Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on the Grant Date 2007. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2007. To date, 25,790 stock appreciation rights have vested.
- 23,195 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 7,731 of the cash restricted units.
- Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 31,778 shares.
- 13,305 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009.
- Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009.