Filing Details
- Accession Number:
- 0001356494-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-04 12:00:00
- Reporting Period:
- 2010-02-02
- Filing Date:
- 2010-02-04
- Accepted Time:
- 2010-02-04 13:20:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1355607 | Santa Lucia Bancorp | SLBA.OB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356494 | R Stanley Cherry | 7480 El Camino Real Atascadero CA 93422 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-02 | 700 | $10.30 | 73,579 | No | 4 | S | Indirect | Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,410 | Indirect | IRA - self |
| Common Stock | 357 | Indirect | IRA - spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | $13.12 | 2006-12-10 | 2013-12-09 | 1,632 | 0 | Direct |
| Common Stock | Common Stock | $13.12 | 2007-12-10 | 2013-12-09 | 1,632 | 0 | Direct |
| Common Stock | Common Stock | $13.12 | 2008-12-10 | 2013-12-09 | 1,632 | 0 | Direct |
| Common Stock | Common Stock | $24.36 | 2007-09-15 | 2016-09-14 | 1,020 | 0 | Direct |
| Common Stock | Common Stock | $24.36 | 2008-09-15 | 2016-09-14 | 1,020 | 0 | Direct |
| Common Stock | Common Stock | $24.36 | 2009-09-15 | 2016-09-14 | 1,020 | 0 | Direct |
| Common Stock | Common Stock | $24.36 | 2010-09-15 | 2016-09-14 | 1,020 | 0 | Direct |
| Common Stock | Common Stock | $24.36 | 2011-09-15 | 2016-09-14 | 1,020 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-09 | 1,632 | 0 | Direct |
| 2013-12-09 | 1,632 | 0 | Direct |
| 2013-12-09 | 1,632 | 0 | Direct |
| 2016-09-14 | 1,020 | 0 | Direct |
| 2016-09-14 | 1,020 | 0 | Direct |
| 2016-09-14 | 1,020 | 0 | Direct |
| 2016-09-14 | 1,020 | 0 | Direct |
| 2016-09-14 | 1,020 | 0 | Direct |
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