Filing Details
- Accession Number:
- 0001209191-10-010188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-17 12:00:00
- Reporting Period:
- 2010-02-15
- Filing Date:
- 2010-02-17
- Accepted Time:
- 2010-02-17 21:20:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380567 | Neven Haltmayer | 549 Baltic Way Sunnyvale CA 94089 | Vice President, R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-15 | 10,500 | $0.00 | 42,000 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-02-15 | 4,596 | $6.13 | 37,404 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-02-17 | 1,950 | $6.15 | 35,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-02-15 | 10,500 | $0.00 | 10,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,500 | 2010-02-15 | 2013-02-15 | No | 4 | D | Direct |
Footnotes
- These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filedby the Reporting Person on 2/26/2009.
- Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- Per 10b5-1 Plan dated November 20, 2009.
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