Filing Details
- Accession Number:
- 0001181431-10-012608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-01 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-01
- Accepted Time:
- 2010-03-01 16:36:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388133 | Shoretel Inc | SHOR | Telephone & Telegraph Apparatus (3661) | 770443568 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205496 | G Paul Koontz | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-02-25 | 284,000 | $5.90 | 3,473,394 | No | 4 | S | Indirect | Foundation Capital, L.P. |
| Common Stock | Disposition | 2010-02-25 | 32,000 | $5.90 | 398,375 | No | 4 | S | Indirect | Foundation Capital Entrepreneurs Fund, LLC |
| Common Stock | Disposition | 2010-02-25 | 106,000 | $5.90 | 1,966,148 | No | 4 | S | Indirect | Foundation Capital Leadership Fund, L.P. |
| Common Stock | Disposition | 2010-02-25 | 3,000 | $3,000.00 | 52,762 | No | 4 | S | Indirect | Foundation Capital Leadership Principals Fund, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Foundation Capital, L.P. |
| No | 4 | S | Indirect | Foundation Capital Entrepreneurs Fund, LLC |
| No | 4 | S | Indirect | Foundation Capital Leadership Fund, L.P. |
| No | 4 | S | Indirect | Foundation Capital Leadership Principals Fund, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 170,000 | Indirect | Koontz Revocable Trust |
Footnotes
- Foundation Capital Management Co., LLC is the Manager of Foundation Capital, L.P. and Foundation Capital Entrepreneurs Fund, LLC. Paul G. Koontz is a Manager of Foundation Capital Management Co., LLC and is deemed to share voting and investment control over the shares held by Foundation Capital, L.P. and Foundation Capital Entrepreneurs Fund, LLC. Mr. Koontz disclaims beneficial ownership of the shares except to the extent of his direct pecuniary interest therein.
- FC Leadership Management Co., LLC is the Manager of Foundation Capital Leadership Fund, L.P. and Foundation Capital Leadership Principals Fund, LLC. Paul G. Koontz is a Manager of FC Leadership Management Co., LLC and is deemed to share voting and investment control over the shares held by Foundation Capital Leadership Fund, L.P. and Foundation Capital Leadership Principals Fund, LLC. Mr. Koontz disclaims beneficial ownership of the shares except to the extent of his direct pecuniary interest therein.
- Paul G. Koontz is a Trustee of the Koontz Revocable Trust. Mr. Koontz disclaims beneficial ownership of the securities except to the extent of his direct pecuniary interest therein.
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