Filing Details
- Accession Number:
- 0001127602-10-004633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2010-02-11
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 17:27:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pulte Homes Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231243 | M Gregory Nelson | 100 Bloomfield Hills Pky. Suite 300 Bloomfield Hills MI 48304 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-11 | 50,000 | $0.00 | 150,116 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-11 | 10,000 | $4.05 | 160,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-11 | 10,000 | $11.55 | 150,116 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-11 | 6,996 | $11.65 | 143,120 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-02-12 | 5,000 | $4.05 | 148,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-12 | 2,800 | $11.71 | 145,320 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-12 | 2,200 | $11.72 | 143,120 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-02-11 | 15,750 | $0.00 | 15,750 | $11.45 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-02-11 | 10,000 | $0.00 | 10,000 | $4.05 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-02-12 | 5,000 | $0.00 | 5,000 | $4.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,750 | 2012-02-11 | 2020-02-11 | No | 4 | A | Direct |
| 10,000 | 2003-02-28 | 2010-02-28 | No | 4 | M | Direct |
| 5,000 | 2003-02-28 | 2010-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units | 60 | Indirect | By 401(k) Plan |
Footnotes
- This is the average price of: 4,400 shares sold at $11.60; 200 shares sold at $11.6025; 300 shares sold at $11.6001; 100 shares sold at $11.6025; and 5000 shares sold at $11.50
- This is the average of: 6481 shares sold at $11.65; 300 shares sold at $11.6525; and 215 shares sold at $11.655.
- Represents units of the Pulte Homes, Inc. Stock Fund (the Fund) of the Pulte Homes, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 128.091 shares of Pulte Homes, Inc. Common Stock held in the Fund as of 1/31/2010.
- These options vest 50% on 02/11/2012, and 25% on both 02/11/2013 and 02/11/2014.
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