Filing Details
- Accession Number:
- 0000850027-10-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-02-08 12:00:00
- Reporting Period:
- 2008-10-06
- Filing Date:
- 2010-02-08
- Accepted Time:
- 2010-02-08 15:58:13
- Original Submission Date:
- 2008-10-27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850027 | Eagle Capital Growth Fund Inc. | GRF | () | 311274796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1401612 | C David Sims | 205 E Wisconsin Avenue Suite 120 Milwaukee WI 53202 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-10-06 | 1,412 | $5.60 | 32,206 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2009-03-02 | 265 | $3.75 | 32,471 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,620 | Indirect | By Brother |
Footnotes
- The reporting person mistakenly disclosed the purchase of 1,421 shares of common stock instead of 1,412 shares. Accordingly, the disclosed amount of securities beneficially owned on reported transactions subsequent to October 6, 2008, was always nine (9) shares too high.
- This transaction was inadvertently omitted by the reporting person.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise.