Filing Details
- Accession Number:
- 0001077771-10-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-08 12:00:00
- Reporting Period:
- 2010-02-05
- Filing Date:
- 2010-02-08
- Accepted Time:
- 2010-02-08 18:05:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1462349 | D Colin Eccles | One Sw Columbia Street, Suite 1200 Portland OR 97258 | Evp/Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-05 | 2,000 | $11.74 | 7,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-02-05 | 10,000 | $0.00 | 17,000 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $9.01 | 2010-01-21 | 2019-01-20 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-20 | 20,000 | 20,000 | Direct |
Footnotes
- Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3.
- Option granted 1/21/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Billionaire Hedge Funds
